Linda Sue Zara of Boca Raton Florida is a stockbroker associated with Wells Fargo Clearing Services who has been fired in December 2017 based upon accusations that she executed an unapproved customer loan arrangement in violation of Wells Fargo’s policies.
Financial Industry Regulatory Authority (FINRA) Public Disclosure confirms that a customer initiated investment related arbitration claim involving Zara’s conduct was settled for $52,500.00 in damages based upon allegations of misconduct during the time that Zara was employed with Citigroup Global Markets Inc., including misrepresentation pertaining to the suitability of an insurance policy, breach of fiduciary duty, violations of NASD and FINRA rules, and violations of Florida Statues. FINRA Arbitration No. 15-01718 (Dec. 8, 2016).
Zara has been associated with Summit Brokerage Services, Inc. since February 1, 2018.
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