Tag Archives: Linda Sue Zara

Wells Fargo Stockbroker Sanctioned For Customer Loans

Linda Sue Zara of Boca Raton Florida a stockbroker formerly employed by Wells Fargo Clearing Services LLC has been fined $5,000.00 and suspended for three months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity supported by findings that Zara borrowed a customer’s funds in violation of the firm’s policies. Letter […]

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Wells Fargo Broker Fired For Unapproved Customer Loan

February 19, 2018  |   Posted by :   |   Customer Loans, Investment and Regulatory News   |   0 Comments

Linda Sue Zara of Boca Raton Florida is a stockbroker associated with Wells Fargo Clearing Services who has been fired in December 2017 based upon accusations that she executed an unapproved customer loan arrangement in violation of Wells Fargo’s policies. Financial Industry Regulatory Authority (FINRA) Public Disclosure confirms that a customer initiated investment related arbitration […]

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