Rita Marie Dulya of Port St. Lucie Florida is a stockbroker formerly registered with Kovack Securities Inc. who was fired on October 9 2017 based upon accusations that she inappropriately received funds from a customer.
Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that Dulya has been identified in two customer initiated investment related disputes concerning allegations of her improper conduct while she was employed with Sunpoint Securities Inc. and Pro-Integrity Securities.
Specifically, a customer filed an investment related civil action involving Dulya’s conduct in which the customer requested $15,000.00 in damages supported by accusations that the customer was not made aware of the terms and conditions of a direct participation program that the customer invested in, wherein the investment failed. Civil Action No. 01-CA-001286 (Oct. 1, 2001).
On October 21, 2002, another customer filed an investment related written complaint regarding Dulya’s activities in which the customer sought $10,603.00 in damages based upon allegations that a variable universal life insurance policy had been purchased that was not suitable for the customer.
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