Tag Archives: Rita Marie Dulya

Kovack Stockbroker Barred In Elder Theft Inquiry

Rita Marie Dulya (also known as Rita Marie Masluk) of Port St. Lucie Florida a stockbroker formerly registered with Kovack Securities Inc. has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity supported by allegations of Dulya failing to cooperate with a FINRA inquiry. Case No. 2017055835001 (Nov. 19, […]

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Kovack Securities Fires Stockbroker For Cause

March 12, 2018  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Rita Marie Dulya of Port St. Lucie Florida is a stockbroker formerly registered with Kovack Securities Inc. who was fired on October 9 2017 based upon accusations that she inappropriately received funds from a customer. Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that Dulya has been identified in two customer initiated investment related disputes […]

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