David Alan Beckerman, of Westport, Connecticut, a stockbroker currently registered with David Lerner Associates, Inc., is the subject of a customer initiated investment related written arbitration claim, in which the customer sought $100,000.00 in damages based upon accusations that misrepresentations were made to the customer, and municipal debt product transactions were effected in the customer’s account that were not suitable for the customer. Financial Industry Regulatory Authority (FINRA) Arbitration No. 17-01815 (June 11, 2017).
FINRA Public Disclosure also confirms that on November 14, 2011, a customer filed an investment related written complaint involving Beckerman’s conduct, alleging misrepresentation with regard to the customer’s real estate security transactions.
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