Gregory Roy Tucker of Des Moines Iowa a stockbroker currently employed by DA Davison Co. is referenced in a customer initiated investment related arbitration claim where the customer sought $500,000.00 in damages supported by accusations that the customer had been provided unsuitable investment advice from Tucker during the period in which he was associated with […]
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Tag Archives: Gregory Roy Tucker
Investors Sue DA Davidson For Fraudulent Investment Advice
September 14, 2020 | Posted by : Guiliano Law Group | Breach of Fiduciary Duty, Securities Arbitration Claims, Securities Fraud, Unsuitable Investment Recommendations | Comments Off on Investors Sue DA Davidson For Fraudulent Investment Advice
DA Davidson Sued By Investors For Bad Investment Advice
December 06, 2019 | Posted by : Guiliano Law Group | Excessive Markups, Investment and Regulatory News, Municipal Bond Fraud, Securities Arbitration Claims, Unsuitable Investment Recommendations | 0 Comments
Gregory Roy Tucker of Des Moines Iowa a stockbroker currently employed by DA Davidson Co. is referenced in a customer initiated investment related arbitration claim where the customer requested $10,000,000.00 in damages based upon allegations that between 2009 and 2018: (1) the customer was charged excessive commissions (2) important information about the customer’s corporate and […]
Read More »DA Davidson Sued For Excessive Trading
Gregory Roy Tucker, of Des Moines, Iowa, a stockbroker currently registered with D.A. Davidson & Co., has been identified in a customer initiated investment related arbitration claim on October 17, 2016, where the customer’s claim was based on allegations that Tucker effected trades in the customer’s account on an excessive and unsuitable basis, which resulted […]
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