Stephen James Landersman of Harrisburg Pennsylvania a stockbroker currently registered with CUSO Financial Services L.P. is referenced in a customer initiated investment related written complaint on January 10, 2018 which was resolved for $8,000.00 in damages based upon allegations that the customer’s instructions were not followed with respect to the liquidation and transfer of the customer’s assets which caused the customer to miss out on investment opportunities.
Sounds like a silly claim, the investor was probably pro se, and CUSO paid him the money to go away.
Financial Industry Regulatory Authority (FINRA) Public Disclosure additionally confirms that on September 10, 2008, a customer filed an investment related complaint concerning Landersman’s conduct where the customer requested $21,474.00 in damages founded on accusations that Landersman misappropriated the customer’s assets relating to equity investments.
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