Justin Allen Anderson, of Austin, TX, a stockbroker registered with CUSO Financial Services LP, has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity because Anderson failed to testify when FINRA investigated the stockbroker for possible violations of FINRA rules. No. 2021071179201 (November 23, 2022). According to the AWC,…
Gerald Thomas Coyne (also known as JT Coyne) of Harrisburg, Pennsylvania, a stockbroker registered with CUSO Financial Services L.P., is the subject of a customer initiated investment related Financial Industry Regulatory Authority (FINRA) securities arbitration claim that was settled for $181,000.00 in damages based upon allegations that Coyne made misrepresentations relating to the recommendation and…
Jacqueline Lynn Hanson (also known as Jacqui Hanson Shea and as Jacqueline Hanson Moore) of Washington D.C. a stockbroker formerly registered with Cuso Financial Services LP is the subject of a customer initiated investment related arbitration claim which was settled to resolve accusations that the Cuso Financial Services customer had been placed into a real…
Gerald Thomas Coyne (also known as JT Coyne) of Harrisburg Pennsylvania a stockbroker formerly employed by CUSO Financial Services L.P. has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon findings that Coyne obstructed a FINRA investigation into accusations of (1) his misconduct pertaining to customer accounts…
Jacqueline L. Hanson of Washington D.C., a stockbroker formerly employed by CUSO Financial Services L.P. is the subject of a customer initiated investment related written complaint on June 7, 2018 in which the customer sought $15,000.00 in damages based upon allegations that Hanson failed to inform the customer about the tax treatment and surrender penalties…
Stephen James Landersman of Harrisburg Pennsylvania a stockbroker currently registered with CUSO Financial Services L.P. is referenced in a customer initiated investment related written complaint on January 10, 2018 which was resolved for $8,000.00 in damages based upon allegations that the customer’s instructions were not followed with respect to the liquidation and transfer of the…
Erin Olin Shanks, of Richardson, Texas, a stockbroker formerly employed with Cuso Financial Services, L.P., is the subject of a customer initiated investment related written complaint, which settled on June 2, 2017 for $24,731.97 in damages based upon allegations that the customer was issued a variable annuity that had been improperly structured, causing the customer…
Richard Michael Gholson, of Pahoa, Hawaii, a principal formerly registered with Cuso Financial Services, L.P., has been fined $5,000.00 and suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he failed to supervise the suitability of unit investment trust recommendations made by the firm’s…
Felix A. Bartolomei, of Orlando, Florida, is subject to a pending customer dispute from June 16, 2016, in which the customer requested $50,000.00 in damages after alleging securities fraud, overconcentration of the customer’s investment account, and unsuitability of investments in connection with the customer’s purchase of closed-end funds and Puerto Rico bonds. FINRA Public Disclosure…