Tag Archives: CUSO Financial Services L.P.

Investors Sue Cuso Financial Services Over Unsuitable REIT Sales

June 08, 2020  |   Posted by :   |   Non-traded REITs, Securities Arbitration Claims, Unsuitable Investment Recommendations   |   Comments Off on Investors Sue Cuso Financial Services Over Unsuitable REIT Sales

Jacqueline Lynn Hanson (also known as Jacqui Hanson Shea and as Jacqueline Hanson Moore) of Washington D.C. a stockbroker formerly registered with Cuso Financial Services LP is the subject of a customer initiated investment related arbitration claim which was settled to resolve accusations that the Cuso Financial Services customer had been placed into a real […]

Read More »

CUSO Stockbroker Barred In Annuity Investigation

December 18, 2019  |   Posted by :   |   Investment and Regulatory News, Variable Annuites   |   0 Comments

Gerald Thomas Coyne (also known as JT Coyne) of Harrisburg Pennsylvania a stockbroker formerly employed by CUSO Financial Services L.P. has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon findings that Coyne obstructed a FINRA investigation into accusations of (1) his misconduct pertaining to customer accounts […]

Read More »

CUSO Investors Complain About Variable Annuities

September 28, 2018  |   Posted by :   |   Investment and Regulatory News, Variable Annuites   |   0 Comments

Jacqueline L. Hanson of Washington D.C., a stockbroker formerly employed by CUSO Financial Services L.P. is the subject of a customer initiated investment related written complaint on June 7, 2018 in which the customer sought $15,000.00 in damages based upon allegations that Hanson failed to inform the customer about the tax treatment and surrender penalties […]

Read More »

Investors Blame CUSO For Failures

September 12, 2018  |   Posted by :   |   Investment and Regulatory News, Securities Arbitration Claims   |   0 Comments

Stephen James Landersman of Harrisburg Pennsylvania a stockbroker currently registered with CUSO Financial Services L.P. is referenced in a customer initiated investment related written complaint on January 10, 2018 which was resolved for $8,000.00 in damages based upon allegations that the customer’s instructions were not followed with respect to the liquidation and transfer of the […]

Read More »

CUSO Financial Services Principal Suspended For Failure To Supervise

Richard Michael Gholson, of Pahoa, Hawaii, a principal formerly registered with Cuso Financial Services, L.P., has been fined $5,000.00 and suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he failed to supervise the suitability of unit investment trust recommendations made by the firm’s […]

Read More »