Christina Marie Silvius (also known as Christina Marie Lomas), of Kansas City, Missouri, a stockbroker registered with Moloney Securities Co. Inc., is the subject of a customer initiated investment related Financial Industry Regulatory Authority (FINRA) securities arbitration claim in which the customer requested $320,000.00 in damages based upon allegations that Silvius made unsuitable recommendations in corporate bonds and was negligent when Silvius was associated with Moloney Securities Co. Inc. FINRA Arbitration No. 23-01075 (April 28, 2023).
This is not the first time that Silvius has been referenced in a customer initiated investment related dispute concerning Silvius’s conduct in the securities industry. FINRA Public Disclosure shows that Silvius was also referenced in a customer initiated investment related FINRA securities arbitration claim that was settled for $150,000.00 in damages based upon alleged negligence and unsuitable recommendations in corporate bonds during the time that Silvius was associated with Moloney Securities Co. Inc. FINRA Arbitration No. 22-01683 (August 17, 2023).
On October 25, 2023, another customer initiated investment related FINRA securities arbitration claim involving Silvius’s conduct was settled for $7,000.00 in damages based upon allegations that Silvius provided unsuitable advice and was negligent in connection with the sale of corporate bonds when Silvius was associated with Moloney Securities Co. Inc. FINRA Arbitration No. 22-01695.
Silvius has been associated with Moloney Securities Co. Inc. in Kansas City, Missouri as a stockbroker since September 23, 2004, and with Moloney Securities Asset Management LLC in Kansas City, Missouri as an investment advisor representative since December 23, 2016.
