Donna Maria Seymour (also known as Donna Maria Pastorik), of Winter Haven, Florida, a stockbroker registered with Centaurus Financial Inc., is the subject of a customer initiated investment related Financial Industry Regulatory Authority (FINRA) securities arbitration claim in which the customer requested $150,000.00 in damages based upon allegations that Seymour made unsuitable recommendations and breached her fiduciary duties in connection with the sale of illiquid corporate bonds during the time that Seymour was associated with Centaurus Financial Inc. FINRA Arbitration No. 23-02694 (October 11, 2023).
FINRA Public Disclosure shows that Seymour is referenced in three other customer initiated investment related disputes concerning Seymour’s conduct while associated with securities broker dealers. On July 12, 2023, a customer filed an investment related FINRA securities arbitration claim involving Seymour’s conduct in which the customer requested $100,000.00 in damages based upon allegations that Seymour made unsuitable recommendations in high-risk and illiquid corporate bonds when Seymour was associated with Centaurus Financial Inc. FINRA Arbitration No. 23-01953.
On October 19, 2023, a customer initiated investment related FINRA securities arbitration claim involving Seymour’s conduct was settled for $17,700.00 in damages resulting from the sale of an illiquid corporate bond. FINRA Arbitration No. 22-01308.
Seymour was also referenced in a customer initiated investment related FINRA securities arbitration claim that was settled for $54,500.00 in damages based upon allegations that Seymour made misrepresentations of material fact in connection with the sale of corporate bonds. FINRA Arbitration No. 23-00007 (November 28, 2023).
Seymour has been associated with Centaurus Financial Inc. in Winter Haven, Florida as a stockbroker since July 27, 2016, and with Ingram Advisory Services LLC in Winter Haven, Florida as an investment advisor representative since September 15, 2009.
