Brian Lee Freeman of Newport Beach, California, a stockbroker registered with Cetera Advisor Networks LLC, is the subject of a customer initiated investment related complaint filed on November 8, 2023, in which the customer requested compensatory damages based upon allegations that Freeman made unsuitable recommendations in life insurance products when Freeman was associated with Securian Financial Services Inc.
This is not the first time that Freeman has been referenced in a customer initiated investment related dispute concerning Freeman’s conduct in the securities industry. Financial Industry Regulatory Authority (FINRA) Public Disclosure shows that Freeman is also referenced in a customer initiated investment related civil action that was settled for $575,000.00 in damages based upon the alleged lapse of a life insurance policy during the time that Freeman was associated with Securian Financial Services Inc. Civil Action No. 00510312 (March 28, 2012).
Freeman was associated with Securian Financial Services Inc. in Newport Beach, California from January 18, 2002, to August 10, 2023. He has been associated with Cetera Advisor Networks LLC in Newport Beach, California since August 10, 2023.
