Dallas Dan George, of Franklin, Tennessee, a stockbroker currently registered with AXA Advisors, LLC, has been named in a customer initiated investment related written complaint on February 27, 2017, based upon allegations that George failed to apprise the customer of the fees pertaining to the customer’s variable annuity purchase.
Financial Industry Regulatory Authority (FINRA) Public Disclosure additionally reveals that on March 11, 2014, a customer initiated investment related written complaint involving George’s conduct was settled for $7,357.62 in damages based upon allegations that George made misrepresentations to the customer concerning the monies that the customer was entitled to pursuant to terminating a variable annuity contract.
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