Tag Archives: Dallas Dan George

Regulator Investigates Sales Activities Of AXA Broker

March 16, 2018  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Dallas Dan George of New York New York is a broker currently employed by AXA Advisors LLC whose sales practices are subject of a Tennessee Department of Insurance investigation launched on June 26, 2017.   The Tennessee Department is coincidentally located in the Davy Crockett Tower, however, the Director is not, at last as of this writing, […]

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AXA Advisors Sued For Annuity Fraud

Dallas Dan George, of Franklin, Tennessee, a stockbroker currently registered with AXA Advisors, LLC, has been named in a customer initiated investment related written complaint on February 27, 2017, based upon allegations that George failed to apprise the customer of the fees pertaining to the customer’s variable annuity purchase. Financial Industry Regulatory Authority (FINRA) Public […]

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