Shadi T. Barakat, of New York, New York, is subject to a pending customer dispute from October 19, 2015, in which a customer has requested $195,723.67 in damages after alleging that Barakat engaged in misrepresentations, and committed breach of fiduciary duty, negligence, and unauthorized and unsuitable transactions in the customer’s account.
Barakat previously associated with now defunct GunnAllen Financial, settled a customer dispute from June 7, 2013, in which a customer received $360,000.00 after alleging that Barakat engaged in unsuitable investment recommendations and churned the customer’s investment account.
Guiliano Law Group
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