Joe M. Pazmino, of New York, New York, a stockbroker for Aegis Capital Corp., is subject to two pending customer disputes. Particularly, on February 17, 2016, customers lodged a complaint against Pazmino, requesting $500,000.00 in damages per allegations that Pazmino engaged in excessive trading in the customers’ accounts, and made unsuitable investment recommendations.
Public Disclosure records show that Pazmino became subject to another pending customer dispute from December 4, 2013, in which a customer requested $250,000.00 in connection with allegations that Pazmino made poor investment recommendations, churned the customer’s account, and engaged in the unauthorized use of margin in the customer’s account.
Guiliano Law Group
Our practice is limited to the representation of investors. We accept representation on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.
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