Rick J. Sande, of Melville, New York, is subject to a pending customer dispute from March 8, 2016, in which the customer requested $80,000.00 in damages after alleging that Sande engaged in unsuitable trading and churning in the customer’s account, and committed a breach of fiduciary duty.
According to Public Disclosure Records, Sande was also subject to a customer dispute from September 4, 2009, which Sande settled for $71,125.00 after a customer alleged that Sande engaged in unsuitable trades, churning, and traded in the customer’s account despite not having the proper authorization.
Guiliano Law Group
Our practice is limited to the representation of investors. We accept representation on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.
