Tag Archives: Rick J. Sande

Aegis Capital Corporation Stockbroker Named in Unsuitability Arbitration Claim

Rick J. Sande, of Melville, New York, is subject to a pending customer dispute from March 8, 2016, in which the customer requested $80,000.00 in damages after alleging that Sande engaged in unsuitable trading and churning in the customer’s account, and committed a breach of fiduciary duty. According to Public Disclosure Records, Sande was also […]

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