Nick Eugene Son, of New York, New York, a stockbroker formerly registered with Aegis Capital Corp., has been named in a customer initiated investment related written complaint on December 22, 2016, in which the customer requested $65,984.66 in damages based upon allegations that Son utilized the customer’s margin account without consent, and effected transactions that were not suitable for the customer.
Financial Industry Regulatory Authority (FINRA) Public Disclosure additionally reveals that on April 19, 2016, a customer filed an investment related written complaint involving Son’s conduct, where the customer requested $65,984.66 in damages based upon allegations that Son misled the customer concerning regarding stocks and pressured the customer to invest in securities which had been misrepresented by him.
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