Tag Archives: Nick Eugene Son

Aegis Capital Sued For Breach Of Fiduciary Duty

June 03, 2020  |   Posted by :   |   Breach of Fiduciary Duty, Securities Arbitration Claims   |   Comments Off on Aegis Capital Sued For Breach Of Fiduciary Duty

Nick Eugene Son of New York New York a stockbroker formerly associated with Aegis Capital Corp. has been referenced in a customer initiated investment related arbitration claim in which the customer requested $642,224.00 in damages supported by allegations that fiduciary and contractual duties that were owed to the Aegis Capital Corp. customer had been breached […]

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Aegis Capital Sued By Investors For Unauthorized Trading

Nick Eugene Son of New York New York a stockbroker currently employed by Aegis Capital Corp. is referenced in a customer initiated investment related arbitration claim where the customer sought $224,968.00 in damages supported by allegations that (1) investment recommendations made to the customer were not suitable and (2) unauthorized trades had been executed in […]

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More Aegis Capital Corp Customer Complaints

Nick Eugene Son, of New York, New York, a stockbroker formerly registered with Aegis Capital Corp., has been named in a customer initiated investment related written complaint on December 22, 2016, in which the customer requested $65,984.66 in damages based upon allegations that Son utilized the customer’s margin account without consent, and effected transactions that […]

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