William James Rossi III of Gainesville Florida a stockbroker currently employed by Valmark Securities Inc. and investment advisor representative of Koss Olinger Consulting is referenced in a customer initiated investment related civil action brought in the Eighth Judicial Circuit Court of Alachua Florida in which the customer sought $400,000.00 in damages supported by accusations of breach of fiduciary duty in regard to the customer’s purchase of a variable annuity investment. Civil Action No. 2017 CA4307 (Jan. 18, 2018).
Financial Industry Regulatory Authority (FINRA) Public Disclosure additionally confirms that on December 29, 2017, a customer filed an investment related civil action involving Rossi’s conduct seeking monetary penalties to be assessed based upon allegations of breach of fiduciary duty.
Rossi has been registered with Valmark Securities Inc. since August 17, 2000 and Koss-Olinger Consulting Inc. since May of 1997.
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