Gary Charles Haack of San Antonio, Texas, a stockbroker formerly registered with WFG Investments, Inc., is the subject of a customer initiated investment related arbitration claim, which settled on June 17, 2016, for $70,000.00 in damages based on allegations of unsuitability concerning private placement offerings effected in the customer’s account.
Financial Industry Regulatory Authority (FINRA) Public Disclosure also reveals that on July 17, 2009, a customer filed an investment related written complaint involving Haack’s conduct, in which the customer requested $85,000.00 in damages based upon allegations that Haack effected limited partnership transactions in the customer’s account that were not suitable.
Since June 2, 2016, he has been registered with Corecap Investments, Inc.
Guiliano Law Group
Our practice is limited to the representation of investors. We accept representation on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.
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To learn more about FINRA Securities Arbitration, and the legal process, please visit us at securitiesarbitrations.com
