Harry Timothy Couch, of Dawsonville, Georgia, a stockbroker currently registered with WFG Investments, Inc., is the subject of a customer initiated investment related arbitration claim on May 2, 2017, in which the customer requested $1,500,000.00 in damages based upon allegations that from 2009 to 2016, Couch over concentrated the customer’s assets, effected trades on an excessive basis, made misrepresentations about investments, and made unsuitable investment recommendations to the customer in reference to real estate securities, mutual funds, and direct investment programs.
Financial Industry Regulatory Authority (FINRA) Public Disclosure additionally reveals that on July 21, 2008, Couch was fired from former employer, Triad Advisors, Inc., based upon allegations that he violated the firm’s procedures and policies by covering up his part in the misappropriation of a customer’s monies.
Guiliano Law Group
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