Daniel Lawrence Polansky of Albany New York a stockbroker employed by Wells Fargo Clearing Services has been discharged by the firm on February 27, 2018 based upon allegations that Polansky executed approximately the same investment strategy for customers with various financial circumstances while effecting transactions in customers’ accounts that reflected the same investments that Polansky held.
Financial Industry Regulatory Authority (FINRA) Public Disclosure confirms that on February 2, 2017, a customer initiated investment related complaint involving Polansky’s conduct was settled for $20,000.00 in damages supported by accusations that Polansky failed to inform the customer about the risks pertaining to an over-the-counter equity investment held in the customer’s account.
Since March 2, 2018, Polansky has been associated with American Portfolios Financial Services, Inc.
The information contained herein has been obtained from reliable sources however may not be accurate and is not guaranteed by us. Readers are encouraged to undertake their own independent investigation and evaluation of the relevant facts. All claims and allegations are subject to adjudication, decisions may be subject to appeal, and no inference is intended, nor should any inference be made from any information contained herein from any source.
This posting and the information on our website is for general information purposes only. This content should be not considered legal advice, and any responses, comments, e-mails, other communications do not form any attorney client relationship. Attorney Advertisement. See Important Disclaimer
Guiliano Law Group
Our practice is limited to the representation of investors. We accept representation on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.
For more information concerning common claims against stockbrokers and investment professionals, please visit us at securitiesarbitrations.com
To learn more about FINRA Securities Arbitration, and the legal process, please visit us at securitiesarbitrations.com
