George Russel Thoreson, of Bellevue, Washington, a stockbroker formerly registered with Wells Fargo Advisors, LLC, has been named in a customer initiated investment related arbitration claim on February 1, 2017, in which the customer requested $453,886.65 in damages based upon allegations that Thoreson made unsuitable stock recommendations to the customer.
Financial Industry Regulatory Authority (FINRA) Public Disclosure also reveals that on December 21, 2016, a customer filed an investment related arbitration claim regarding Thoreson’s activities, in which the customer requested $140,587.59 in damages based upon allegations that Thoreson made misrepresentations to the customer concerning the suitability of direct investment products.
Thoreson was terminated by Wells Fargo Advisors, LLC on October 15, 2013, based upon allegations that he traded and had personal involvement with securities that were not listed on an exchange.
Guiliano Law Group
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