Vincent Bruce Waln of West Chester Ohio a stockbroker formerly employed by Securian Financial Services Inc. is referenced in a customer initiated investment related written complaint on December 13, 2017 where the customer sought damages estimated to exceed $5,000.00 based upon accusations that Waln made misrepresentations to the customer concerning the terms and conditions of indexed life insurance policies that he sold to the customer.
Financial Industry Regulatory Authority (FINRA) Public Disclosure confirms that another customer initiated investment related complaint involving Waln’s conduct was resolved for $10,628.00 in damages supported by allegations that while Waln was associated with Securian Financial Services Inc., Waln failed to execute the customer’s variable annuity transaction which led the customer to sustain losses.
Waln’s registration with Securian Financial Services Inc. has been terminated as of September 13, 2016. Since September 12, 2016, Waln has been registered with Hornor Townsend Kent LLC.
