Tag Archives: Securian Financial Services Inc.

Investors Accuse Securian Financial Of Investment Fraud

April 10, 2019  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Vincent Bruce Waln of West Chester Ohio a stockbroker formerly employed by Securian Financial Services Inc. is referenced in a customer initiated investment related written complaint on December 13, 2017 where the customer sought damages estimated to exceed $5,000.00 based upon accusations that Waln made misrepresentations to the customer concerning the terms and conditions of […]

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Investor Blames Securian For Annuity Misrepresentation

November 12, 2018  |   Posted by :   |   Investment and Regulatory News, Variable Annuites   |   0 Comments

Patrick Dennis Farrell of Huntingdon Valley Pennsylvania a stockbroker formerly registered with Securian Financial Services Inc. is the subject of a customer initiated investment related written complaint which settled for $146,677.22 on January 2, 2018 founded on allegations that Farrell misrepresented the terms and conditions of insurance and annuity products that had been sold to […]

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Customer Sues Securian Financial For Misrepresentation

August 15, 2017  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Lance David Rubachko, of Newport Beach, California, a stockbroker formerly registered with Securian Financial Services, Inc., is the subject of a customer initiated investment related written complaint on July 6, 2017, wherein the customer requested more than $5,000.00 in damages based upon allegations that Rubachko made investment misrepresentations to the customer and also misled the […]

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Securian Financial Services Sued For Fraud

August 02, 2017  |   Posted by :   |   Securities Arbitration Claims   |   0 Comments

James Patrick McCloskey, of Newport Beach, California, a stockbroker currently registered with Securian Financial Services, Inc., is the subject of a customer initiated investment related civil action on May 4, 2017, in which the customer requested $397,237.00 in damages based upon allegations that McCloskey made misrepresentations to the customer concerning insurance products that the customer […]

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