Vincent Bruce Waln of West Chester Ohio a stockbroker formerly employed by Securian Financial Services Inc. is referenced in a customer initiated investment related written complaint on December 13, 2017 where the customer sought damages estimated to exceed $5,000.00 based upon accusations that Waln made misrepresentations to the customer concerning the terms and conditions of […]
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Tag Archives: Securian Financial Services Inc.
Investor Blames Securian For Annuity Misrepresentation
November 12, 2018 | Posted by : Guiliano Law Group | Investment and Regulatory News, Variable Annuites | 0 Comments
Patrick Dennis Farrell of Huntingdon Valley Pennsylvania a stockbroker formerly registered with Securian Financial Services Inc. is the subject of a customer initiated investment related written complaint which settled for $146,677.22 on January 2, 2018 founded on allegations that Farrell misrepresented the terms and conditions of insurance and annuity products that had been sold to […]
Read More »Customer Sues Securian Financial For Misrepresentation
Lance David Rubachko, of Newport Beach, California, a stockbroker formerly registered with Securian Financial Services, Inc., is the subject of a customer initiated investment related written complaint on July 6, 2017, wherein the customer requested more than $5,000.00 in damages based upon allegations that Rubachko made investment misrepresentations to the customer and also misled the […]
Read More »Securian Financial Services Sued For Fraud
James Patrick McCloskey, of Newport Beach, California, a stockbroker currently registered with Securian Financial Services, Inc., is the subject of a customer initiated investment related civil action on May 4, 2017, in which the customer requested $397,237.00 in damages based upon allegations that McCloskey made misrepresentations to the customer concerning insurance products that the customer […]
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