Vincent Anthony Sharpe (also known as Vincent Ottomanelli-Sharpe), of Red Bank, New Jersey, a stockbroker registered with Aegis Capital Corp, is the subject of a customer initiated investment related FINRA securities arbitration claim in which the customer requested $283,716.78 in damages based upon allegations that Sharpe made unsuitable investment recommendations during the time that Sharpe was associated with Aegis Capital Corp. Financial Industry Regulatory Authority (FINRA) Arbitration No. 21-01073 (April 23, 2021).
This is not the first time that Sharpe has been referenced in a customer initiated investment related dispute concerning Sharpe’s conduct in the securities industry. Public Disclosure shows that Sharpe was also referenced in a customer initiated investment related FINRA securities arbitration claim that was settled for $40,000.00 in damages based upon allegations that Sharpe engaged in unsuitable trading, negligence, gross negligence, breach of fiduciary duty, breach of contract, and unauthorized trading when Sharpe was associated with Aegis Capital Corp. FINRA Arbitration No. 19-03199 (July 27, 2020).
On March 23, 2020, another customer initiated investment related FINRA securities arbitration claim involving Sharpe’s conduct was settled for $40,000.00 in damages based upon allegations that Sharpe engaged in unauthorized and unsuitable trading, negligence, churning, breach of contract, breach of fiduciary duty, and misrepresentations and omissions of material facts. FINRA Arbitration No. 20-00477.
Sharpe was associated with Aegis Capital Corp in Red Bank, New Jersey from August 5, 2016, to October 18, 2019. Sharpe has been associated with Paulson Investment Company LLC in Hazlet, New Jersey since August 14, 2023.
