Andrew Blair Howard, of Grand Rapids, Michigan, a registered representative currently registered with USA Financial Securities, has been named in a customer initiated investment related written complaint on April 21, 2017, in which the customer requested $16,037.78 in damages based upon allegations that Howard failed to abide by the terms and conditions of annuity withdrawals.
Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that Howard has been named in three more customer initiated investment related disputes regarding allegations of his wrongdoing while associated Securities America and USA Financial Securities. Specifically, on October 9, 2007, a customer filed an investment related written complaint involving Howard’s conduct, wherein the customer requested $7,850.00 in damages based upon allegations that Howard effected variable annuity transactions in the customer’s account that failed to take into account the customer’s tax bracket and objectives for investing.
Subsequently, on November 14, 2008, a customer filed an investment related written complaint regarding Howard’s activities, in which the customer sought $16,000.00 in damages based upon allegations that Howard inappropriately replaced the customer’s annuity issued by The Hartford.
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