Tyra Nelson Ellison of Farmington Connecticut a stockbroker currently employed by Merrill Lynch Pierce Fenner Smith Inc. is the subject of a customer initiated investment related written complaint on October 12, 2017 in which the customer requested unspecified damages founded on allegations that (1) misrepresentations and omissions had been made to the customer in September 2016 concerning an equity-indexed annuity and (2) transactions were effected in the customer’s account that the customer had not authorized.
Financial Industry Regulatory Authority (FINRA) Public Disclosure further reveals that on December 15, 2008, a customer filed an investment related complaint concerning Ellison’s conduct where the customer sought indeterminate compensatory damages supported by accusations that while Ellison was associated with Banc of America Investment Services, Inc., unauthorized Alliance Bernstein Balance Wealth Strategies Class A mutual fund shares had been purchased in the customer’s account without the customer’s authorization.
The information contained herein has been obtained from reliable sources however may not be accurate and is not guaranteed by us. Readers are encouraged to undertake their own independent investigation and evaluation of the relevant facts. All claims and allegations are subject to adjudication, decisions may be subject to appeal, and no inference is intended, nor should any inference be made from any information contained herein from any source.
This posting and the information on our website is for general information purposes only. This content should be not considered legal advice, and any responses, comments, e-mails, other communications do not form any attorney client relationship. Attorney Advertisement. See Important Disclaimer
Guiliano Law Group
Our practice is limited to the representation of investors. Over the last three decades, we have recovered more than a hundred million dollars for more than 1,000 injured investors from all over the United States and several foreign countries. We accept representation purely on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a confidential consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.
For more information concerning common claims against stockbrokers and investment professionals, please visit us at securitiesarbitrations.com
To learn more about FINRA Securities Arbitration, and the legal process, please visit us at securitiesarbitrations.com
