Tobin Carl Hoffmann of Lincoln, Nebraska, a stockbroker registered with Ameritas Investment Company LLC, is the subject of a customer initiated investment related Financial Industry Regulatory Authority (FINRA) securities arbitration claim in which the customer requested $250,000.00 in damages based upon allegations that Hoffmann made misrepresentations with regard to the recommendation and sale of alternative investments when Hoffmann was associated with Ameritas Investment Company LLC. FINRA Arbitration No. 21-02928 (Nov. 29, 2021).
This is not the first time that Hoffmann has been referenced in a customer initiated investment related dispute concerning Hoffmann’s conduct in the securities industry. FINRA Public Disclosure shows that Hoffmann is also referenced in a customer initiated investment related complaint on February 22, 2016 in which the customer requested $37,077.15 in damages based upon allegations that Hoffmann made omissions in connection with the recommendation and sale of variable annuities when Hoffmann was associated with Ameritas Investment Corp.
Tobin Hoffmann was associated with Ameritas Advisory Services in Lincoln, NE, as an investment advisor representative from January 28, 2010 to November 1, 2021. He has been associated with Ameritas Investment Company LLC since June 30, 2006.
