Timothy Floyd Holladay of Mobile Alabama a stockbroker currently employed by Morgan Stanley is referenced in a customer initiated investment related written complaint on August 18, 2017 in which the customer requested $14,000.00 in damages based upon accusations that between April of 2012 and April of 2016, Holladay invested the customer’s money in closed-end funds and equities that failed to conform to an agreed-upon investment strategy for the customer’s assets.
Financial Industry Regulatory Authority (FINRA) Public Disclosure additionally confirms that on December 3, 1999, a customer filed an investment related complaint regarding Holladay’s conduct where the customer sought $50,000.00 in damages founded on allegations that misrepresentations had been made to the customer concerning equities held in the customer’s investment account while Holladay was associated with Salomon Smith Barney.
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