Nathan Walter Wangerin of Denver Colorado a stockbroker currently employed by Thrivent Investment Management Inc. is referenced in a customer initiated investment related written complaint on September 8, 2017 in which the customer sought $23,119.95 in damages founded on allegations that Wangerin misrepresented the rider selected by the customer in connection with the purchase of a variable annuity.
Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that Wangerin has been identified in three more customer initiated investment related disputes containing accusations of Wangerin’s violative conduct during the time that he was associated with Thrivent Investment Management Inc. Particularly, on April 30, 2012, a customer initiated investment related complaint regarding Wangerin’s activities was settled for $9,324.30 in damages based upon allegations of suitability and misrepresentation pertaining to the customer’s whole life insurance, single premium immediate annuity, and variable annuity purchases.
On April 20, 2015, another customer filed an investment related complaint concerning Wangerin’s conduct where the customer sought unspecified damages supported by accusations that she was placed into an inappropriate variable annuity given the customer’s needs for liquidity. Moreover, on June 20, 2016, a customer initiated investment related complaint involving Wangerin’s conduct was settled to resolve allegations of misrepresentation pertaining to the features of a variable universal life insurance contract.
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