Taj Zachary Rohr of Parkersburg West Virginia a stockbroker formerly registered with BBT Investment Services Inc. is the subject of a customer initiated investment related complaint which has been resolved on January 28, 2019 for $17,000.00 in damages based upon accusations that the customer was poorly advised concerning variable annuities transactions effected when Rohr was associated with BBT Investment Services.
Financial Industry Regulatory Authority (FINRA) Public Disclosure indicates that Rohr is the subject of two more customer initiated investment related disputes pertaining to allegations of his bad business practices during the period in which the stockbroker was employed by securities broker dealers including BBT Investment Services. Specifically, on October 23, 2017, a customer filed an investment related complaint pertaining to Rohr’s conduct in which the customer requested $135,943.00 in damages supported by allegations that when Rohr was employed by BBT Investment Services, the customer’s account had been imprudently managed by the stockbroker, and customer account documentation contained unauthorized alterations or forged customer signatures.
In addition, a customer initiated investment related complaint in reference to Rohr’s conduct has been resolved for $12,624.00 in damages on June 11, 2018 based upon accusations of omissions being made about the implications of withdrawals from an annuity contract sold by Rohr when he was associated with BBT Investment Services.
FINRA Public Disclosure also reveals that BBT Investment Services discharged Rohr on June 29, 2017 based upon allegations that the stockbroker failed to accurately disclose the source of a customer’s funds for a fixed annuities transaction that he recommended or executed. Between August 15, 2017 and August 21, 2018, he was associated with Niagara International Capital Limited.
