Tag Archives: VFG Securities Inc.

Investors Sue VFG Securities For Misrepresentation

July 29, 2020  |   Posted by :   |   Alternative Investments, Direct Participation Programs, Non-traded REITs, Securities Arbitration Claims   |   Comments Off on Investors Sue VFG Securities For Misrepresentation

Mark Andrew Trewitt of Plano Texas a stockbroker formerly registered with VFG Securities Inc. is the subject of a customer initiated investment related arbitration claim in which the customer requested $150,000.00 in damages based upon allegations that the customer had been placed into bad alternative investments and that misrepresentations had been made to the customer […]

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VFG Securities Sued By Investors For Failure To Supervise

June 23, 2020  |   Posted by :   |   Failure To Supervise, Securities Arbitration Claims   |   Comments Off on VFG Securities Sued By Investors For Failure To Supervise

Tuan Anh Ngo (also known as Toon Ngo) of Culver City California a stockbroker formerly associated with VFG Securities Inc. has been referenced in a customer initiated investment related arbitration claim in which the customer requested $100,000.00 in damages supported by allegations of Ngo’s failure to supervise a stockbroker who provided a customer with bad […]

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VFG Securities Sued For Misrepresentation

November 28, 2017  |   Posted by :   |   Investment and Regulatory News, Securities Arbitration Claims   |   0 Comments

Mark Andrew Trewitt of Plano, Texas, a stockbroker formerly registered with VFG Securities, Inc., is the subject of a customer initiated investment related arbitration claim, in which the customer requested $84,000.00 in damages supported by allegations of misrepresentations and unsuitable investment recommendations having been made to the customer between December 5, 2012 and June 9, […]

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VFG Securities Stockbroker Charged With Lying To Investors

Jason B. Vanclef, of Culver City, California, a stockbroker currently registered with VFG Securities, Inc., was charged by Financial Industry Regulatory Authority (FINRA) Department of Enforcement in a Complaint alleging that Vanclef made investment recommendations to customers based upon false and misleading statements. Department of Enforcement v. Jason Bryce Vanclef, No. 2013038283001 (Feb. 9, 2016). […]

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Customer Brings Arbitration Claim Against VFG Securities For Misrepresentation

Mark Trewitt, of Plano, Texas, a stockbroker with VFG Securities, Inc., has been named in a customer initated investment related dispute.  On June 29, 2016, a customer filed an arbitration claim before the Financial Industry Regulatory Authority requesting $130,000.00 in damages and alleging that Trewitt made misrepresentations concerning the safety of an investment program and […]

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FINRA charges VFG Securities with Fraud

Jason Bryce Vanclef fist became registered with the Financial Industry Regulatory Authority in 2006, and since that time, he has been the subject of no less that seven customer initiated investment related complaints alleging fraud, and most recently on February 6, 2016, a FINRA regulatory action also alleging fraud in connection with the sale of […]

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