Tuan Anh Ngo (also known as Toon Ngo) of Los Angeles, California, a stockbroker registered with VFG Securities Inc., was the subject of a customer initiated investment related Financial Industry Regulatory Authority (FINRA) securities arbitration claim that was settled for $20,000.00 in damages based upon allegations that Ngo failed to supervise certain registered representatives in…
Wayne I. Miller, of Scottsdale, Arizona, the president and chief executive officer of Accelerated Capital Group, have been named in a customer initiated investment related arbitration claim on September 15, 2016, in which the customer requested $400,000.00 in damages based upon allegations that Miller failed to supervise sales of promissory notes issued via Aequitas Capital…