Tag Archives: Sisk Investment Services

FINRA Bars Sisk Stockbroker For Failure To Pay Arbitration Award

August 27, 2020  |   Posted by :   |   Boilerroom Sales, FINRA Securities Arbitration, Securities Arbitration Claims   |   Comments Off on FINRA Bars Sisk Stockbroker For Failure To Pay Arbitration Award

Matthew Evan Eckstein of Syosset New York a stockbroker formerly employed by Sisk Investment Services Inc. has been suspended by Financial Industry Regulatory Authority (FINRA) based upon allegations that he neglected to pay compensatory damages to a customer after being found liable for causing the customer’s investment losses. Case No. 18-02864 (Nov. 18, 2019). FINRA […]

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SISK Chief Executive Officer Barred For Fraud

September 12, 2018  |   Posted by :   |   Boilerroom Sales, Investment and Regulatory News   |   0 Comments

Matthew Evan Eckstein of Syosset New York the chief executive officer of SISK Investment Services Inc. and former stockbroker registered with Gould Ambroson Associates LTD has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity according to a Default Decision issued by FINRA Office of Hearing Officers containing findings […]

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Gould Ambroson Stockbroker Charged by FINRA With Fraud

Michael Evan Eckstein of Garden City New York a stockbroker formerly registered with Gould Ambroson Associates Ltd. has been charged by Financial Industry Regulatory Authority (FINRA) in a Complaint alleging that Eckstein (1) effected unsuitable transactions (2) made omissions and misrepresentations to customers when making investment recommendations and (3) engaged in a fraudulent investment scheme. […]

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