Tag Archives: Matthew Evan Eckstein

FINRA Bars Sisk Stockbroker For Failure To Pay Arbitration Award

August 27, 2020  |   Posted by :   |   Boilerroom Sales, FINRA Securities Arbitration, Securities Arbitration Claims   |   Comments Off on FINRA Bars Sisk Stockbroker For Failure To Pay Arbitration Award

Matthew Evan Eckstein of Syosset New York a stockbroker formerly employed by Sisk Investment Services Inc. has been suspended by Financial Industry Regulatory Authority (FINRA) based upon allegations that he neglected to pay compensatory damages to a customer after being found liable for causing the customer’s investment losses. Case No. 18-02864 (Nov. 18, 2019). FINRA […]

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SISK Chief Executive Officer Barred For Fraud

September 12, 2018  |   Posted by :   |   Boilerroom Sales, Investment and Regulatory News   |   0 Comments

Matthew Evan Eckstein of Syosset New York the chief executive officer of SISK Investment Services Inc. and former stockbroker registered with Gould Ambroson Associates LTD has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity according to a Default Decision issued by FINRA Office of Hearing Officers containing findings […]

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Investors File Lawsuits In Selling Away Scheme

Investor suits are piling up against Gould, Ambroson & Associates for an investment scheme perpetrated by one of its principals Matthew Evan Eckstein. Between December 2014 and December 2015 while associated with Gould, Ambroson & Associates Eckstein illegally sold over $1.3 million of investments in Conmac Funding Corp. to his customers, including elderly, conservative investors. […]

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