Tag Archives: Primex Prime Electronic Execution Inc.

FINRA Bars Primex CEO For Failure to Cooperate In Ongoing Investigation

August 26, 2021  |   Posted by :   |   Churning, FINRA Securities Arbitration, Investment and Regulatory News, Non-traded REITs   |   Comments Off on FINRA Bars Primex CEO For Failure to Cooperate In Ongoing Investigation

Wilfredo Felix Jr. of New York New York the Chief Executive Officer and Chief Financial Officer at Primex Prime Electronic Execution Inc. (Primex) has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon findings that he failed to comply with FINRA while investigated regarding the securities broker […]

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Primex Sued By Investors For Unsuitable REITs

October 14, 2019  |   Posted by :   |   Alternative Investments, Investment and Regulatory News, Non-traded REITs, Securities Arbitration Claims, Unsuitable Investment Recommendations   |   Comments Off on Primex Sued By Investors For Unsuitable REITs

Wilfredo Felix Jr. of New York New York the President and Chief Executive Officer of Primex is the subject of a customer initiated investment related arbitration claim where the customer sought unspecified damages founded on accusations that the customer had been placed into UpREIT – a real estate security which was not appropriate or suitable. […]

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Primex Chief Executive Officer Investigated By FINRA

September 12, 2018  |   Posted by :   |   Failure To Supervise, Investment and Regulatory News   |   Comments Off on Primex Chief Executive Officer Investigated By FINRA

Wilfredo Felix Jr. of New York New York the chief executive officer of Primex is the subject of a Financial Industry Regulatory Authority (FINRA) investigation into accusations that Felix violated FINRA and NASD Rules pertaining to the supervision of business practices. FINRA’s investigation reveals that Felix may have failed to provide FINRA with a response […]

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Primex Named in Customer Arbitration Alleging Churning

November 18, 2016  |   Posted by :   |   Churning, Investment and Regulatory News, Securities Arbitration Claims   |   Comments Off on Primex Named in Customer Arbitration Alleging Churning

Daniel L. Silverstein, of Boca Raton, Florida, a stockbroker currently registered with Primex, or Prime Electronic Execution, Inc. has been named in a customer initiated investment related arbitration claim on August 19, 2016, in which the customer has requested $431,000.00 in damages based upon allegations that Silverstein breached his fiduciary to the customer, traded in the […]

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