Wilfredo Felix Jr. of New York New York the Chief Executive Officer and Chief Financial Officer at Primex Prime Electronic Execution Inc. (Primex) has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon findings that he failed to comply with FINRA while investigated regarding the securities broker…
Wilfredo Felix Jr. of New York New York the President and Chief Executive Officer of Primex is the subject of a customer initiated investment related arbitration claim where the customer sought unspecified damages founded on accusations that the customer had been placed into UpREIT – a real estate security which was not appropriate or suitable….
Wilfredo Felix Jr. of New York New York the chief executive officer of Primex is the subject of a Financial Industry Regulatory Authority (FINRA) investigation into accusations that Felix violated FINRA and NASD Rules pertaining to the supervision of business practices. FINRA’s investigation reveals that Felix may have failed to provide FINRA with a response…