Tag Archives: Peter Douglas McColgan

UBS Financial Accused Of Unauthorized Trading

October 08, 2021  |   Posted by :   |   Excessive Trading, Investment and Regulatory News   |   Comments Off on UBS Financial Accused Of Unauthorized Trading

Peter Douglas McColgan of Cincinnati Ohio a stockbroker formerly registered with UBS Financial Services is referenced in a customer initiated investment related written complaint which was settled for $25,887.44 in damages on December 19, 2019, based on accusations that unauthorized trades were executed in the customer’s account by McColgan while he was employed by UBS […]

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