Tag Archives: Neil Vinod Mehta

Investors Accuse JP Morgan Securities Of Unsuitable Recommendations

March 26, 2020  |   Posted by :   |   Mutual Fund Fraud, Securities Arbitration Claims, Unsuitable Investment Recommendations   |   Comments Off on Investors Accuse JP Morgan Securities Of Unsuitable Recommendations

Neil Vinod Mehta of Pompano Beach Florida a stockbroker formerly associated with JP Morgan Securities LLC is referenced in a customer initiated investment related arbitration claim which was settled for $40,000.00 in damages based upon accusations that the customer was poorly advised by Mehta regarding mutual funds held in the customer’s account during the period […]

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JPMorgan Securities Fires Stockbroker

August 02, 2017  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Neil Vinod Mehta, of Pompano Beach, Florida, a stockbroker registered with JPMorgan Securities, LLC, was terminated from employment on October 18, 2016, based upon allegations that he failed to provide customers with the correct prices for investments on mutual funds effected in the customer’s account. Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that on […]

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