Neil Vinod Mehta of Pompano Beach Florida a stockbroker formerly associated with JP Morgan Securities LLC is referenced in a customer initiated investment related arbitration claim which was settled for $40,000.00 in damages based upon accusations that the customer was poorly advised by Mehta regarding mutual funds held in the customer’s account during the period…
Neil Vinod Mehta, of Pompano Beach, Florida, a stockbroker registered with JPMorgan Securities, LLC, was terminated from employment on October 18, 2016, based upon allegations that he failed to provide customers with the correct prices for investments on mutual funds effected in the customer’s account. Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that on…