Tag Archives: Michael Babyak Jr.

LPL Financial Stockbroker Barred For Selling Away

November 18, 2016  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Michael Babyak Jr., of Mine Hill, New Jersey, a stockbroker formerly registered with LPL Financial LLC, was permanently barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity after consenting to findings that he effected unauthorized private securities transactions or selling away. Letter of Acceptance, Waiver and Consent, No. 2015048141701 (Nov. […]

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