Tag Archives: Leigh Baldwin & Co. LLC

Investors Sue Leigh Baldwin For Bad Investment Advice

Mark Andrew Stanczyk of Cazenovia New York a stockbroker formerly employed by Leigh Baldwin Co. LLC is referenced in a customer initiated investment related arbitration claim in which the customer requested $266,000.00 in damages based upon accusations that between 2010 and 2016, the customer received bad investment advice from Stanczyk concerning the common or preferred […]

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LPL Financial Stockbroker Barred For Selling Away

November 18, 2016  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Michael Babyak Jr., of Mine Hill, New Jersey, a stockbroker formerly registered with LPL Financial LLC, was permanently barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity after consenting to findings that he effected unauthorized private securities transactions or selling away. Letter of Acceptance, Waiver and Consent, No. 2015048141701 (Nov. […]

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