Mark Andrew Stanczyk of Cazenovia New York a stockbroker formerly employed by Leigh Baldwin Co. LLC is referenced in a customer initiated investment related arbitration claim in which the customer requested $266,000.00 in damages based upon accusations that between 2010 and 2016, the customer received bad investment advice from Stanczyk concerning the common or preferred […]
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Tag Archives: Leigh Baldwin & Co. LLC
Investors Sue Leigh Baldwin For Bad Investment Advice
June 27, 2019 | Posted by : Guiliano Law Group | Investment and Regulatory News, Securities Arbitration Claims, Unsuitable Investment Recommendations | 0 Comments
LPL Financial Stockbroker Barred For Selling Away
Michael Babyak Jr., of Mine Hill, New Jersey, a stockbroker formerly registered with LPL Financial LLC, was permanently barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity after consenting to findings that he effected unauthorized private securities transactions or selling away. Letter of Acceptance, Waiver and Consent, No. 2015048141701 (Nov. […]
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