Micah Wesley Patterson (also known as Wes Patterson) of Layton Utah a stockbroker formerly registered with Hornor Townsend Kent LLC has been fined $5,000.00 and suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon findings that Patterson engaged in an unapproved private securities transaction during the time that […]
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Tag Archives: Micah Wesley Patterson
Hornor Townsend Stockbroker Sanctioned For Selling Away
July 11, 2020 | Posted by : Guiliano Law Group | Selling Away and Outside Activities | Comments Off on Hornor Townsend Stockbroker Sanctioned For Selling Away