Stephen Corley Carver of Peoria Illinois a stockbroker formerly registered with LifeMark Securities Corp. has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that Carver failed to cooperate with FINRA personnel during the time that he was investigated for a customer initiated investment […]
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Tag Archives: Lifemark Securities Corp.
FINRA Bars LifeMark Stockbroker In Selling Away Scam
January 17, 2020 | Posted by : Guiliano Law Group | Investment and Regulatory News, Securities Arbitration Claims, Selling Away and Outside Activities | 0 Comments
Lifemark Securities Blamed For Death and Taxes
James Alan Hawryliak of Rochester New York a stockbroker formerly employed by Lifemark Securities Corp. is referenced in a customer initiated investment related written complaint on March 16, 2017 where the customer sought $28,000.00 in damages based upon allegations that omissions had been made concerning the tax consequences pertaining to the customer’s investment transactions which […]
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