Tag Archives: Lifemark Securities Corp.

FINRA Bars LifeMark Stockbroker In Selling Away Scam

Stephen Corley Carver of Peoria Illinois a stockbroker formerly registered with LifeMark Securities Corp. has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that Carver failed to cooperate with FINRA personnel during the time that he was investigated for a customer initiated investment […]

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Lifemark Securities Blamed For Death and Taxes

December 21, 2018  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

James Alan Hawryliak of Rochester New York a stockbroker formerly employed by Lifemark Securities Corp. is referenced in a customer initiated investment related written complaint on March 16, 2017 where the customer sought $28,000.00 in damages based upon allegations that omissions had been made concerning the tax consequences pertaining to the customer’s investment transactions which […]

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