Tag Archives: Kevin J. Blaney

Jefferies Managing Director Fined For Lying

September 16, 2016  |   Posted by :   |   Bond Fraud, Excessive Markups   |   0 Comments

Kevin J. Blaney, of Stamford, Connecticut, a stockbroker with Jefferies LLC, was fined $30,000.00 and suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity after consenting to findings that he made misrepresentations to customers in connection with fixed income securities. Letter of Acceptance, Waiver and Consent, No. 20160499622-01 (Sept. 1, […]

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