Kevin J. Blaney, of Stamford, Connecticut, a stockbroker with Jefferies LLC, was fined $30,000.00 and suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity after consenting to findings that he made misrepresentations to customers in connection with fixed income securities. Letter of Acceptance, Waiver and Consent, No. 20160499622-01 (Sept. 1,…
William H. Jennings II, of New York, New York, a securities principal with Jefferies LLC, was fined $30,00.00 and suspended in a principal capacity for three months, and had his principal license revoked after consenting to findings that he failed to supervise representatives who made misrepresentations to firm customers. Letter of Acceptance, Waiver and Consent,…