Gerald Lee Brodsky of New York New York a stockbroker formerly registered with Dinosaur Financial Group LLC is referenced in a customer initiated investment related FINRA securities arbitration claim where the customer sought $800,000.00 in damages based on accusations that the customer was placed into Concord Group Holdings through a private placement offering and that […]
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Tag Archives: Gerald Lee Brodsky
Investors File Arbitration Claim Against Dinosaur Financial For Fraud
August 15, 2021 | Posted by : Guiliano Law Group | FINRA Securities Arbitration, Investment and Regulatory News, Private Placement Fraud, Selling Away and Outside Activities | Comments Off on Investors File Arbitration Claim Against Dinosaur Financial For Fraud
FINRA Bars Dinosaur Stockbroker In Investigation
September 13, 2019 | Posted by : Guiliano Law Group | Investment and Regulatory News, Selling Away and Outside Activities | 0 Comments
Gerald Lee Brodsky of New York New York a stockbroker formerly registered with Dinosaur Financial Group L.L.C. has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon findings that Brodsky failed to cooperate with an investigation concerning his outside business activities. Letter of Acceptance, Waiver and Consent […]
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