Tag Archives: Brian Hunter Anderson

LPL Financial Named In Customer Arbitration

February 27, 2017  |   Posted by :   |   Investment and Regulatory News, Private Placement Fraud   |   0 Comments

Brian Hunter Anderson, of Birmingham, Alabama, a stockbroker formerly registered with LPL Financial LLC, has been named in a customer initiated investment related arbitration claim on May 31, 2016, based upon allegations that Anderson made unsuitable investment recommendations to the customer regarding direct investments and oil and gas products. Financial Industry Regulatory Authority (FINRA)Public Disclosure […]

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