Tag Archives: Brad C. Brooks

Titan Securities Charged With Misrepresentation

November 02, 2016  |   Posted by :   |   Failure To Supervise, Investment and Regulatory News   |   Comments Off on Titan Securities Charged With Misrepresentation

Titan Securities, of Addison Texas (CRD No. 131392), along with Brad C. Brooks, its hief compliance officer and president, and Richard Wayne Demetriou, a registered representative, were charged by Financial Industry Regulatory Authority (FINRA) Department of Enforcement in a Complaint alleging that Demetrio made misrepresentations to customers and failed to disclose an outside business activity; […]

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