Tag Archives: Brad C. Brooks

Titan Securities Charged With Misrepresentation

November 02, 2016  |   Posted by :   |   Failure To Supervise, Investment and Regulatory News   |   0 Comments

Titan Securities, of Addison Texas (CRD No. 131392), along with Brad C. Brooks, its hief compliance officer and president, and Richard Wayne Demetriou, a registered representative, were charged by Financial Industry Regulatory Authority (FINRA) Department of Enforcement in a Complaint alleging that Demetrio made misrepresentations to customers and failed to disclose an outside business activity; […]

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